We asked several accomplished securities pros what they wish they knew before they earned their license and started their career, and what they thought all aspiring securities professionals should know.
We apologize for any inconvenience this may cause. Just check our reviews). Start studying Series 66 Exam. Topics on the test cover federal laws and Security Exchange Commission (SEC) releases, general business practices, administrative procedures, questions on the Uniform Securities Act (blue sky laws), securities registration and exemption, investment vehicles, financial profiles, savings plans, and portfolio management and analysis. A fast way to find any words or concepts in your reading and audio clips that you'd like to define or review. And, regardless of what kind of test-taker you are, we prepare all of our Series 66 studiers with everything they need to pass the first time. Our site will be unavailable for 5 hours starting on Monday, November 16th from 10:00pm and ending at 3:00am CT on Tuesday, November 17th for maintenance.
The Series 66 exam costs $165 to take. Reinforce retention over memorization with in-depth content and practice questions that mimic the actual test — so there are no surprises come exam day. There are a total of 110 questions, although only 100 questions are counted toward the final grade. Generally, for those persons with the Series 7 license, the Series 66 exam is easier to pass than the Series 65. Are you ready to enroll in Series 66 licensing exam prep? Customize your studies with our flexible program design — letting you absorb info in ways you learn best, at a pace that’s perfect for you. Unlike many FINRA Series exams, the Series 66 exam does not require an individual to be sponsored by a member firm. Getting the Series 66 license fulfills the requirements of both the Series 63 and Series 65 licenses. About Exams. Check out our website to learn more about our live and online study options, and to purchase a Series 66 exam prep package. © 2020 Pass Perfect, LLC. A simple way to set your own schedule and pace for the upcoming days, weeks, and months before your test. The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer representatives.. Some content areas were renamed, combined, or reorganized. You must get a 73/100 or higher to pass. With good study habits a candidate can study for the exam by using many free resources and self-study materials, so it may not be necessary to invest in taking a training course to prepare for the test. The Series 66 exam costs $165 to take. With good study habits a candidate can study for the exam by using many free resources and self-study materials, so it may not be necessary to invest in taking a training course to prepare for the test.
You need a prep course that can promise you will pass. The Series 66 license, known as the Uniform Combined State Law Examination, is a North American Securities Administrators Association ( NASAA) exam that is administered by FINRA. We hope you enjoy our products! That said, you might not find it surprising then that we often see many more students fail the Series 66 or Series 63 than the SIE Exam. To compliment our Series 66 book, we also offer extensive Series 66 flashcards for even more Series 66 test prep help. The testing site provides scratch paper and calculators if needed. Many times, a security broker will take the Series 66 in addition to the Series 7 exam because he or she is interested in charging commission on the securities bought and sold for clients in addition to charging fees for services. The Series 66 exam contains topics covered in the Series 63 and Series 65 exams without duplication of the Series 7. The additional ten questions are pretest questions and do not count. Explore our free Series 66 review provided by Mometrix. Simply put, if you put in the work, we can promise you'll pass. See all the details. Obtaining the Series 66 license is important for representatives who provide advice on ERISA-regulated retirement accounts.
The questions on the test are assembled by level of difficulty and content area. We can help predict your readiness and outcome based on your practice test scores — taking the guesswork out of your preparedness, and letting you tackle the test with confidence. FINRA and NASAA encourage firms and candidates to utilize a combination of online testing as well as testing at an available local test center. The weighting of the topics and number of questions in each topic area were also updated to better reflect the importance of certain knowledge and skills. Our best value: A guaranteed pass, plus an instructor-led live virtual class for your review.
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Check NASAA’s website for the most up-to-date content outline for the Series 66 exam. The Series 66 license is only valid with a Series 7 designation. Our Series 66 Online ExamCenter gives you the ability to test your knowledge at multiple levels to gauge your knowledge level, identify areas needing improvement, and give you confidence you are prepared. If you benefit from these materials, just click the link below! Nationwide Prometric testing centers provide the test, so check the Web site for the closest center. And how/when will I know? If you thrive as an independent learner, this self-study package has the essentials you need. A proven method of quick-study to help you recall the many concepts and definitions covered in the real exam. Knowledge tests at the end of each milestone, and (unlike many competitors) you can take them an unlimited number of times. A content area was added to incorporate new topics such as social media, cybersecurity and data protection, anti-money laundering, and custody obligations.